OECD and FCA authors explain AI Live Testing as discovery workshops followed by review of firms’ testing and monitoring in live financial use cases. Evidence covers architecture, data pipelines, robustness, logging and technical resilience. Firms retain responsibility for tests and risk controls; participation provides feedback, without regulatory approval or audit sign-off. Agentic systems make ongoing monitoring essential because pre-deployment tests cannot cover every path.
Can the finance sector oversee AI innovation while maintaining its rapid progress?
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More curated notes connected through AI Compliance and Model Evaluation.
Pacing model development in an era of cyber-critical capabilities
OpenAI says preliminary evidence that Astra may meet its Critical cybersecurity threshold led it to pause frontier reinforcement-learning work for two weeks and keep its largest planned run on hold. New safeguards include stronger workload and network isolation, continuous boundary testing, token-level monitoring that escalates suspicious tool activity, and broader alignment checks for deception, reward hacking, and unauthorized access.
A blueprint for democratic governance of frontier AI
OpenAI proposes a three-part U.S. frontier-AI governance model: harmonize emerging state safety laws into a federal baseline, strengthen CAISI as an evaluation and standards institution, and coordinate a broader resilience program. Proposed controls include severe-risk evaluations, transparency reports, independent audits, safety-incident reporting, model-weight security, whistleblower protection, and periodic technical assessments.
OpenAI’s Frontier Governance Framework
OpenAI's 22-page Frontier Governance Framework maps its frontier-model processes to California's Transparency in Frontier AI Act and the EU AI Act's general-purpose AI code. It documents lifecycle risk assessment, cyber-offense and other risk tiers, mitigation and residual-risk decisions, critical-incident handling, security risk management, model reporting, external review, responsibility allocation, and change control.